SEBI takes action on unregistered advisors by taking cognizance of email complaints, also known as finfluencers, who have been giving out dangerous stock or trading ideas with promises of assured returns have been the target of an especially severe crackdown. The association stated in its most recent report that “the analysis points to the need for sharply focused action against unregistered entities and separate treatment necessary for those RIAs that are not trading call providers.”
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